Tag Archives: David Kotz

Is the U.S. SEC a Public Trust?

Posted on May 26, 2011 by Michael Brozzetti

On May, 26 2011 the Business Integrity Alliance Chairman sent a correspondence to the Commission’s Chairman with respects to the Federal Government Code of Ethics and maintaining Ethics Compliance in duty to the Public Trust. Read a Copy of this Correspondence Here

Posted in Public Record | Tagged 11-06336-FOIA, Bounty Program, Business Integrity Alliance, Charles Grassley, Darrell Issa, David Becker, David Kotz, Dodd-Frank, ethics counsel, Freedom of Information Act, Mark Rome, Mary Schapiro, Michael Brozzetti, Section 21F, Shira Pavis Minton, u.s. sec, United States Securities and Exchange Commission, Whistleblower Awards, Whistleblower Rewards, William Lenox | Leave a comment

Current U.S. SEC Inspector General speaks the truth

Posted on May 21, 2011 by Michael Brozzetti

“Specifically, we have issued investigative reports regarding a myriad of allegations, including claims of failures by the Division of Enforcement (Enforcement) to pursue investigations vigorously or in a timely manner, improper securities trading by Commission employees, conflicts of interest by … Continue reading →

Posted in Public Record | Tagged Business Integrity Alliance, David Kotz, securities and exchange commission, u.s. sec | Leave a comment

Tag Archives: David Kotz

Is the U.S. SEC a Public Trust?

Current U.S. SEC Inspector General speaks the truth

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