Tag Archives: Ethics Compliance

The SEC’s ethics compliance system continues to be questioned with boldness

Posted on July 1, 2011 by Michael Brozzetti

Is it of the private and public right to understand the operations and activities of the SEC with respects to honoring their Code of Ethics and maintaining Ethics Compliance? The Business Integrity Alliance believes it is. Read our latest Appeal letter to Chairman Schapiro.

Posted in Public Record | Tagged Business Integrity Alliance, Chairman Mary Schapiro, Ethics Code, Ethics Compliance, FOIA, Michael Brozzetti, SEC, SEC Ethics | Leave a comment

Tag Archives: Ethics Compliance

The SEC’s ethics compliance system continues to be questioned with boldness

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